Compliance Manger (Internal Control)

- 10 years of professional working experience in internal control, compliance, audit or relevant experience. Candidate... following position: Main Responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure...
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Control Room Compliance, Associate - Investment Bank

control room compliance functions to ensure the Group operation comply with regulatory requirements. Client Details My... candidate with 3-5 years of Control Room Compliance experience to join their expanding team. Description Handle compliance... - Page Personnel
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Senior Compliance Officer (Control Room and Private Side Compliance Focus)

. excluding partnerships Position Purpose Handle private side compliance, research compliance and Control Room tasks Key... Qualifications Required 10 years of relevant experience related to private side compliance or Control Room is an advantage... - BNP Paribas
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Compliance and Control, AML ISG KYC Analyst, Officer

and Control te Job Description : The Compliance AML KYC Analyst 2 is an intermediate-level position responsible for Anti-Money...Job Description : The Compliance AML KYC Analyst 2 is an intermediate-level position responsible for Anti-Money... - Citigroup
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Compliance and Control, AML ISG KYC Intermediate Analyst, Officer

Compliance and Control team. The overall objective of this role is to develop and manage a dedicated internal KYC (Know... regions Education: Bachelor's degree/University degree or equivalent experience Job Family Group: Compliance and Control... - Citigroup
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Business Compliance & Risk Control Manager

monitoring, data management, analysis, reporting and control procedures and identify project risk and mitigate business risk... Perform compliance and risk management projects proactively participate in strategic projects Perform trade and transaction...
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Compliance and Control, AML ISG KYC Analyst, Officer

and Control te Job Description : The Compliance AML KYC Analyst 2 is an intermediate-level position responsible for Anti-Money...Job Description : The Compliance AML KYC Analyst 2 is an intermediate-level position responsible for Anti-Money... - Citigroup
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Compliance and Control, AML ISG KYC Intermediate Analyst, Officer

Compliance and Control team. The overall objective of this role is to develop and manage a dedicated internal KYC (Know... regions Education: Bachelor's degree/University degree or equivalent experience Job Family Group: Compliance and Control... - Citigroup
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Senior Manager, Retail Compliance & Control

, compliance and internal control are met. Job Responsibilities: Develop business and operational guidelines in consultation... guidelines, compliance requirements and internal control policies Supervise and support RBD business and front line departments... - Dah Sing Bank
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Business Compliance & Risk Control Manager

risk, counterparty risk, VaR, and stress testing, etc. Set compliance rules in Bloomberg's trading system (AIM) for pre...-trade and post-trade compliance checking Oversee all data and systems for risk management Perform ad hoc quantitative... - Bank of China
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Principal, Compliance & Control- APAC Compliance Testing

As the APAC Compliance Testing Manager your primary responsibility is to ensure timely delivery of the compliance... business functions in APAC. You will head the Compliance Testing function in APAC with support from the Pune Compliance Testing... - BNY Mellon
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IT Security Compliance/ Control - Senior Office/ Manager

An IT security compliance role with a well-established banking group. This subject-matter-expert role is suited... to candidates from a technical IT security and/ or IT audit background, wishing to step-up into a compliance role... - Michael Page
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Senior Group Manager, Compliance & Control (Financial Crime)

This service is set to disconnect automatically after {0} minutes of inactivity. Your session will end in {1} minutes.... - BNY Mellon
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Governance, Risk and Compliance Manager

control and ensure compliance with company policies and local regulationsin all aspects and levels of business. Roles... and motivated Governance, Risk and Compliance (GRC) Manager to join our fun, professional and dedicated Finance Department based... - Foodpanda
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Assistant Business Compliance Manager

enhancement in relating to Compliance/Operations Risk Identify and lead necessary improvement on risk control Requirements...Responsibilities ​Provide reasonable assurance of compliance with applicable regulatory and operational policies... - OCBC Wing Hang Bank Limited
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Deputy General Manager, Financial Crime Compliance

and Counter-Terrorist Financing (AML/CFT) programs to ensure that the Bank’s policies, procedures and controls are in compliance... requirements Ensure AML risk is mitigated through the quality control and risk analysis Review internal disclosures and exception... - Bank of Communications Co., Ltd. Hong Kong Branch
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Assistant Manager/Manager, Compliance Review

, Compliance or Control functions in banking / financial industry Sound knowledge in compliance, AML and local regulations... among its staff members. Responsibilities: Assist in developing a risk-based compliance review program Conduct compliance reviews... - Shanghai Commercial Bank Ltd.
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Assistant Vice President, HR Risk & Compliance

is an advantage Minimum 5 years of experience gained within human resources, CEO office, compliance, internal control or audit Prior... about CNCBI can be found on its website at http://www.cncbinternational.com/. JOB PURPOSE Support Planning and Control team... - China CITIC Bank International Limited
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Assistant Compliance & Quality Assurance Manager (Complaint Handling)

position. Responsibilities: Assist in designing and implementing of the policies and internal control mechanism to enhance... and respond in a timely manner Promote quality assurance best practice, organize compliance and quality assurance improvement... - Chiyu Banking Corporation Limited
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Compliance Officer

, Power point appliance Responsibilities Carry out factory compliance control routine works. Prepare necessary reports... factory compliance processing Fluent in English, Mandarin and Cantonese speaking and writing Proficient in Microsoft... - Artwell Holdings Limited
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